Securities Arbitration & Litigation

We represent investors in a variety of disputes related to losses sustained in their brokerage accounts as a result of wrongdoing and fraud by their stockbrokers, brokerage firms, and investment advisers. These cases range from such issues as misrepresentation and suitability to unauthorized trading and involve a myriad of investments including equities, annuities, bonds, mutual funds, REITs and Tenant in Common (TIC) investments.  If you’ve experienced a loss in your investment and

These securities-related disputes are almost always required to be resolved in binding arbitration by FINRA (Financial Industry Regulatory Authority), the self-regulatory organization for the securities industry. Our experienced securities arbitration and litigation lawyers know how to be successful in these proceedings.

Many of the improper investments we see involve Tenant in Common (TIC) investments.  TIC investments are highly aggressive and inappropriate for any investor who cannot afford to place his or her entire investment at risk.  Further, TIC investments are offered to investors because they provide their investment advisor a large commission.  In many instances, elderly investors were solicited to purchase high risk, highly leveraged TIC investments which resulted in devastating loss when the underlying property went into foreclosure.

Contact the Davis Law Firm if you believe you have or someone you know has wrongfully suffered investment losses related to any of the following:

 •Tenant in Common (TIC) Unsuitable Recommendations

 •Private Placements

 •Variable Annuities

 •Non Traded REITs

 •Collateralized Mortgage Obligations (CMO)

 •Account Churning or Excessive Trading

 •Misrepresentation

 •Unauthorized Trading

 •Employee Stock Option Abuse

 •Financial Elder Abuse

 •Fiduciary Abuse